Our Compliance Partners
Darson Securities is committed to maintaining the highest standards of regulatory compliance through strategic partnerships with leading regulatory bodies and advisory institutions.
Ensuring Excellence Through Strategic Partnerships
OUR KEY REGULATORY PARTNERS
SECP
PAKISTAN STOCK EXCHANGE LIMITED
Darson Securities Private Limited Is A TREC (Trading Right Entitlement Certificate) Holder Of Pakistan Stock Exchange Limited.
- Equities Trading
- Market Surveillance
- Regulatory Compliance
- Investor Protection
PSX
Pakistan Mercantile Exchange Limited
We are an active Member of Pakistan Mercantile Exchange Limited, offering commodity futures trading.
- Commodity Trading
- Futures Markets
- Risk Management
- Market Access
NCCPL
Islamic Finance Certification
We obtained the first Shariah certification for brokerage window from Al Hilal Shariah Advisors (Pvt.) Limited.
- Shariah Compliance
- Islamic Finance
- Halal Investments
- Riba-Free Trading
CDCPL
Pakistan Stock Exchange Limited
Darson Securities Private Limited is a TREC (Trading Right Entitlement Certificate) Holder of Pakistan Stock Exchange Limited.
- Equities Trading
- Market Surveillance
- Regulatory Compliance
- Investor Protection
PMEX
Pakistan Mercantile Exchange Limited
We are an active Member of Pakistan Mercantile Exchange Limited, offering commodity futures trading.
- Commodity Trading
- Futures Markets
- Risk Management
- Market Access
Al Hilal Shariah Advisors
Islamic Finance Certification
We obtained the first Shariah certification for brokerage window from Al Hilal Shariah Advisors (Pvt.) Limited.
- Shariah Compliance
- Islamic Finance
- Halal Investments
- Riba-Free Trading
REGULATORY FRAMEWORK & COMPLIANCE
CORPORATE GOVERNANCE
We Maintain The Highest Standards Of Corporate Governance In Line With Global Best Practices And Regulatory Requirements.
AML/CFT COMPLIANCE
Anti-Money Laundering And Combating The Financing Of Terrorism Protocols Are Strictly Implemented Across All Operations.
RISK MANAGEMENT
Comprehensive Risk Management Frameworks Ensure Protection Of Client Assets And Operational Integrity.
INVESTOR PROTECTION
We Prioritize Investor Protection Through Transparent Disclosures And Adherence To Regulatory Standards.
AUDIT & CONTROLS
Regular Internal And External Audits Ensure Continuous Compliance With All Applicable Regulations.
MARKET SURVEILLANCE
Active Participation In Market Surveillance Programs To Maintain Fair And Transparent Trading.
OUR COMPLIANCE COMMITMENTS
TRANSPARENCY & DISCLOSURE
Full Disclosure Of Investment Risks, Fees, And Terms To All Clients In Compliance With Regulatory Requirements.
KNOW YOUR CLIENT (KYC)
Comprehensive KYC Procedures To Verify Client Identity And Assess Investment Suitability.
RECORD KEEPING
Systematic Maintenance Of Records To Ensure Transparency And Audit Readiness.
CODE OF CONDUCT
Strict Adherence To Professional Ethics And Conduct Standards Across All Organizational Levels.
CONFLICT RESOLUTION
Fair And Transparent Mechanisms For Addressing Client Complaints And Disputes.
CONTINUOUS TRAINING
Regular Compliance Training For All Staff Members To Ensure Awareness Of Regulatory Changes.